Continuous, transaction-level audit performed alongside operations — most commonly for bank branches — so that errors and irregularities are caught in days, not at year-end.
Continuous, transaction-level audit performed alongside operations — most commonly for bank branches — so that errors and irregularities are caught in days, not at year-end.
Day-to-day checking of transactions against sanctions, policy and regulation.
Ongoing monitoring of KYC, documentation and regulatory compliance.
Timely flagging of deviations to branch and controlling offices.
Structured monthly and quarterly reports to management.
Every engagement at R Dugar & Associates is partner-led. Tell us where you are — we’ll tell you honestly how we can help.